Individual Investment Policy Statement Template

This investment policy statement ips is intended to assist the committee in effectively structuring an appropriate investment menu.

Individual investment policy statement template. An investment policy statement is a general document established between the portfolio manager and the clients that gives rules for the manager. The first section of the statement includes the client s broad investing goals and objectives. Similar to an expedition an investment policy statement ips is a guide to your financial future. Specifically the ips is intended to.

10 investment policy templates in pdf word an investment policy is a document drafted between a portfolio manager and client or customer which formulates general guidelines for the manager. The purpose of this investment policy statement ips is to establish a clear understanding between sample company and seia as to the investment goals and objectives and management policies applicable to the investor s investment portfolio. We ve created an investment policy statement template you can use to document your strategy but you can also customize your own ips in a word document. The purpose of investing is to preserve capital and to produce a reasonable return on investment.

An ips is the map activity schedule and outcome document between a financial advisor and client. Bonds produce stability and stocks produce growth over a long timeframe. This includes establishing a prudent process for selecting monitoring and as necessary replacing funding options. Remove and replace map assets to an alternative investment option.

The investment policy statement and shall promptly notify sam and mary smith of the need for updates to the policy and or violations of the policy in implementation. If you re investing for multiple goals retirement as well as college for example it will probably make sense to create a separate ips for each goal. The client s investment program is defined in the various sections of this ips by. The statement provides general investment goals and objectives of a customer and defines strategies that managers should implement to meet objectives.

Sam and mary smith shall be responsible for approv ing the investment policy statement and all subsequent revisions to it. Purpose of the investment policy statement. Investment policy statement and personal finance philosophy. The purpose of this investment policy statement ips is to assist the client in effectively supervising monitoring and evaluating the client s investment portfolio portfolio.

The asset allocation should include at least 3 5 loosely or non correlated assets two of which will be bonds and stocks.